What is the difference between series 6 and 63?
What is the difference between series 6 and 63?
These products fall under the Series 7 and other licenses and are generally not associated with insurance products. The Series 63 is a state-required license, and will allow you to use your Series 6 license, but does not open any more products to market or sell.
How do you get my Series 6 and 63?
Series 6 and 63 licensing requirements are as follows:
- In order to earn your Series 6 license, you’ll need to pass the Securities Industry Essentials examination (aka the “SIE exam”) and take a FINRA Series 6 “Top-Off” exam.
- You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization.
Is the Series 6 test hard?
The Series 6 is a tough exam, especially for those who find it is their first introduction to the world of securities. In this article, we’ll give you six additional easy tips on how to approach the information and proven techniques for studying for and taking the test.
How much does it cost to take the Series 6?
What Does It Cost to Get a Securities License? The cost of the SIE exam is $60. 8 In order to obtain any securities license, a person must pass the SIE. The Series 6 exam costs $40; the Series 7 costs $245; the Series 63 costs $135; the Series 65 costs $175; and the Series 66 costs $165.
What can you do with series 6 and 63 licenses?
What Can You Do With Series 6 and 63 Licenses. The Series 6 license allows you to sell packaged securities as part of a comprehensive investment program. For example, the investment side of a whole life insurance policy might be a mutual fund, which is made up of a variety of different securities.
How to prepare for Series 6 and 63 exams?
We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Pass Your Series 6 and 63 qualification exams with one of Kaplan Financial Education’s industry leading study packages! Compare your options.
Where can I order extension for Series 63?
The extension can be ordered from the Extension icon on your Student Dashboard. Expand the list below to show all available Live Online class dates. The Series 63 OnDemand Class is accessible online and does not require you to choose a class date.
What is the series 6 securities sales license?
The Series 6 Securities Sales License is known more formally by FINRA as the Limited-Investment Securities License. It covers groups of securities that are sold together as a single unit.